A hardening soil-spring model with small-strain stiffness for confined excavations and its application
LU Dechun1, 2, HUANG Ming3, LAI Fengwen3*, ZHOU Xin1, DU Xiuli2
(1. School of Architecture and Civil Engineering, Xiamen University, Xiamen, Fujian 361005, China; 2. Institute of Geotechnical and Underground Engineering, Beijing University of Technology, Beijing 100124, China; 3. School of Civil Engineering, Fuzhou University, Fuzhou, Fujian 350116, China)
Abstract:Elastic beam-spring models are widely used in performance-based design for confined excavations; however, existing methodologies are often insufficient in accurately capturing the evolution of earth pressures under confined spatial constraints and the nonlinear stiffness behavior of soil. To address these limitations, this study develops a hardening soil-spring model with small-strain stiffness within a nonlinear elastic beam-spring framework to predict deformations in confined excavations. The proposed model features a displacement-dependent earth pressure formulation with a modified factor applied to the active side of the retaining structure, effectively accounting for soil arching effects and horizontal shear stresses within the confined soil. On the passive side, nonlinear soil springs simulate both the hardening behavior and small-strain characteristics of soil based on the hardening soil model with small-strain stiffness (HSS). The proposed model is validated against centrifuge test results and numerical simulations, followed by a parametric analysis that examines the effects of excavation depth, confined soil width, wall bending stiffness, and soil stiffness parameters—including Young?s modulus and small-strain stiffness—on wall deflections. Additionally, the model is applied to a real-world case involving deep excavations adjacent to bridge piers in a coastal composite stratum, with soil parameters derived from in-situ standard penetration tests (SPT) and cross-hole seismic tests. The close agreement between predictions and field monitoring results highlights the practical applicability of the proposed model.
路德春1,2,黄 明3,赖丰文3*,周 鑫1,杜修力2. 受限空间基坑小应变硬化土弹簧模型及其应用[J]. 岩石力学与工程学报, 2026, 45(7): 2201-2213.
LU Dechun1, 2, HUANG Ming3, LAI Fengwen3*, ZHOU Xin1, DU Xiuli2. A hardening soil-spring model with small-strain stiffness for confined excavations and its application. , 2026, 45(7): 2201-2213.
[1] 王卫东. 软土深基坑变形及环境影响分析方法与控制技术[J]. 岩土工程学报,2024,46(1):1–25.(WANG Weidong. Analytical methods and controlling techniques for deformation and environmental influence of deep excavations in soft soils[J]. Chinese Journal of Geotechnical Engineering,2024,46(1):1–25.(in Chinese))
[2] LAI F,LU D,TSCHUCHNIGG F,et al. Effectiveness of protective strategies for mitigating deep excavation effects on nearby existing tunnels[J]. International Journal of Geomechanics,2026,26(1):04025316.
[3] LAI F,LIU S,SHIAU J,et al. Data-driven modeling for evaluating deformation of a deep excavation near existing tunnels[J]. Underground Space,2025,24(10):162–179.
[4] LAI F,TSCHUCHNIGG F,SCHWEIGER H F,et al. A numerical study of deep excavations adjacent to existing tunnels:Integrating CPTU and SDMT to calibrate soil constitutive model[J]. Canadian Geotechnical Journal,2025,62:1–23.
[5] 程雪松,裴昊田,衣 凡,等. 多道撑式深基坑垮塌事故连续破坏机制研究[J]. 土木工程学报,2024,57(3):102–109.(CHENG Xuesong,PEI Haotian,YI Fan,et al. Research on the continuous failure mechanism of multi-level support deep foundation pit collapse accidents[J]. Journal of Civil Engineering,2024,57(3):102–109.(in Chinese))
[6] 郑 刚,程雪松,周海祚,等. 岩土与地下工程结构韧性评价与控制[J]. 土木工程学报,2022,55(7):1–38.(ZHENG Gang,CHENG Xuesong,ZHOU Haizuo,et al. Resilient evaluation and control in geotechnical and underground engineering [J]. Chinese Journal of Civil Engineering,2022,55(7):1–38.(in Chinese))
[7] 郑 刚. 软土地区基坑工程变形控制方法及工程应用[J]. 岩土工程学报,2022,44(1):1–36.(ZHENG Gang. Method and application of deformation control of excavations in soft ground[J]. Chinese Journal of Geotechnical Engineering,2022,44(1):1–36.(in Chinese))
[8] NG C W,WEI J,POULOS H,et al. Effects of multipropped excavation on an adjacent floating pile[J]. Journal of Geotechnical and Geoenvironmental Engineering,2017,143(7):04017021.
[9] LIU K,XU X B,HU Q,et al. 1 g model test on the use of isolation piles for tunnel protection adjacent to soft soil excavation[J]. Transportation Geotechnics,2022,35:100790.
[10] 俞建霖,过 锦,周佳锦,等. 考虑空间效应的均质地基内撑式基坑开挖对邻近桩基影响分析[J]. 土木工程学报,2023,56(8):140–152.(YU Jianlin,GUO Jin,ZHOU Jiajin,et al. Analysis of lateral deformation of adjacent pile induced by braced excavation considering spatial effect in ground of homogeneous soil[J]. Journal of Civil Engineering,2023,56(8):140–152.(in Chinese))
[11] 曾超峰,蔡 钢,朱 龙,等. 考虑既有地铁车站阻隔效应的基坑抽水致沉模型试验研究[J]. 岩石力学与工程学报,2023,42(10):2 566–2 577.(ZENG Chaofeng,CAI Gang,ZHU Long,et al. Laboratory-scale model test on settlement incurred by foundation pit dewatering considering the barrier effect of pre-existing metro station[J]. Chinese Journal of Rock Mechanics and Engineering,2023,42(10):2 566–2 577.(in Chinese))
[12] DING H,WANG X,TONG L,et al. Performance of isolation piles in protecting subway tunnels adjacent to foundation pits:Experimental and numerical investigations[J]. Tunnelling and Underground Space Technology,2025,156:106221.
[13] 赖丰文,刘松玉,蔡国军,等. 基于孔压静力触探原位测试的基坑围护结构变形计算方法[J]. 岩土力学,2025,46(8):2 650–2 660. (LAI Fengwen,LIU Songyu,CAI Guojun,et al. An analytical approach to determine wall deflections of a deep excavation based on in-situ piezocone penetration test [J]. Rock and Soil Mechanics,2025,46(8):2 650–2 660.(in Chinese))
[14] POTTS D,FOURIE A. A numerical study of the effects of wall deformation on earth pressures[J]. International Journal for Numerical and Analytical Methods in Geomechanics,1986,10(4):383–405.
[15] 刘松玉,赖丰文,蔡国军,等. 复杂环境下基于CPTU的深基坑土压力模型与工程应用[J]. 岩土工程学报,2024,46(8):1 563–1 572. (LIU Songyu,LAI Fengwen,CAI Guojun,et al. A CPTU-based earth pressure model for deep excavations under complex environment and its practical application[J]. Chinese Journal of Geotechnical Engineering,2024,46(8):1 563–1 572.(in Chinese))
[16] 王洪新,李雪强,杨石飞,等. 应用于基坑围护结构变形计算的非线性土体弹簧模型及参数研究[J]. 岩土工程学报,2020,42(6):1 032–1 040.(WANG Hongxin,LI Xueqiang,YANG Shifei,et al. Nonlinear soil spring model and parameters for calculating deformation of enclosure structure of foundation pit[J]. Chinese Journal of Geotechnical Engineering,2020,42(6):1 032–1 040.(in Chinese))
[17] 顾晓强,周赫宸,何 平,等. 上海黏性土水平基床比例系数m的反演取值及工程验证[J]. 岩土工程学报,2025,47(6):1 199–1 209. (GU Xiaqiang,ZHOU Hechen,HE Ping,et al. Inverse value of proportional coefficient of horizontal subgrade reaction m for Shanghai clayey soils and its engineering verification[J]. Chinese Journal of Geotechnical Engineering,2025,47(6):1 199–1 209.(in Chinese))
[18] VESI? A B. Bending of beams resting on isotropic elastic solid[J]. Journal of the Engineering Mechanics Division,1961,87(2):35–53.
[19] MU L,ZHANG P,SHI Z,et al. Predicting longitudinal tunnel deformation due to deep excavation-induced ground movement[J]. Tunnelling and Underground Space Technology,2023,131:104793.
[20] SLUIS J,BESSELING F,STUURWOLD P. Modelling of a pile row in a 2D plane strain FE–analysis[C]// HICKS M A,BRINKGREVE R B J,ROHE A,ed. Proceedings of the 8th European Conference on Numerical Methods in Geotechnical Engineering. Delft,The Netherlands:London:Taylor and Francis Group,2014:277–282.
[21] 中华人民共和国行业标准编写组. JGJ 120-2012 建筑基坑支护技术规程[S]. 北京:中国建筑工业出版社,2012.(The Professional Standards Compilation Group of People?s Republic of China. JGJ 120–2012 Technical code for support of building foundation pits[S]. Beijing:China Architecture and Building Press,2012.(in Chinese))
[22] MONACO P,MARCHETTI S. Evaluation of the coefficient of subgrade reaction for design of multipropped diaphragm walls from DMT moduli[C]// Proceedings ISC–2 on Geotechnical and Geophysical Site Characterization. Porto,Portugal:Millpress,2004:993–1 002.
[23] LAI F,ZHANG N,LIU S,et al. A generalised analytical framework for active earth pressure on retaining walls with narrow soil[J]. Géotechnique,2024,74(11):1 127–1 142.
[24] BENZ T. Small-strain stiffness of soils and its numerical consequences[Ph. D. Thesis][D]. Stuttgart,Germany:Universität Stuttgart,2007.
[25] GU X,YANG J,HUANG M,et al. Bender element tests in dry and saturated sand:Signal interpretation and result comparison[J]. Soils and Foundations,2015,55(5):951–962.
[26] OBRZUD R,TRUTY A. The hardening soil model:A practical guidebook[M]. Switzerland:Zace Services,2010:48–58.
[27] 中华人民共和国国家标准编写组. GB 50497—2019 建筑基坑工程监测技术标准[S]. 北京:中国计划出版社,2019.(The National Standards Compilation Group of People?s Republic of China. GB 50497—2019 Technical standard for monitoring of building foundation pit engineering[S]. Beijing:China Planning Press,2019.(in Chinese))
[28] SAGASETA C. Analysis of undrained soil deformation due to ground loss[J]. Geotechnique,1987,37(3):301–320.
[29] MAYNE P. Evaluating effective stress parameters and undrained shear strengths of soft-firm clays from CPT and DMT[J]. Australian Geomechanics Journal,2016,51(4):27–55.
[30] MAYNE P W. In-situ test calibrations for evaluating soil parameters[C]// MAYNE P W,ed. Characterization and Engineering Properties of Natural Soils. London:Taylor and Francis Group,2007:1 602–1 652.